-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8O+dt+8w7xgjSrGyN+ddm8crlG13ylN9lx02upXOVGznCmG5KkddHtY1W0Rc8PT 7wMkfG8DEGlO2myYvRAYig== 0000909518-99-000138.txt : 19990301 0000909518-99-000138.hdr.sgml : 19990301 ACCESSION NUMBER: 0000909518-99-000138 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990226 GROUP MEMBERS: GENERAL ELECTRIC CAPITAL CORP GROUP MEMBERS: GENERAL ELECTRIC CAPITAL SERVICES, INC. GROUP MEMBERS: GENERAL ELECTRIC COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARKETING SERVICES GROUP INC CENTRAL INDEX KEY: 0000014280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 880085608 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-05829 FILM NUMBER: 99551200 BUSINESS ADDRESS: STREET 1: 333 SEVENTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 2125947688 MAIL ADDRESS: STREET 1: 333 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: ALL-COMM MEDIA CORP DATE OF NAME CHANGE: 19950823 FORMER COMPANY: FORMER CONFORMED NAME: SPORTS TECH INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL HOLDINGS INC DATE OF NAME CHANGE: 19920518 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 131500700 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 SC 13D/A 1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) MARKETING SERVICES GROUP, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE 570907105 - -------------------------------------------------------------------------------- (Title of class of securities) (CUSIP number) NANCY E. BARTON, ESQ., GENERAL ELECTRIC CAPITAL CORPORATION, 260 LONG RIDGE ROAD, STAMFORD, CONNECTICUT 06927 (203) 357-4000 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) JANUARY 28, 1999 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 8 Pages) ================================================================================ NY2:\281278\03\611@03!.DOC\47660.1420
- -------------------------- ---------------------------------------- -------------------------------------------------- CUSIP No. 570907105 13D Page 2 of 8 - -------------------------- ---------------------------------------- -------------------------------------------------- - -------------- ------------------------------------------------- --------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: GENERAL ELECTRIC CAPITAL CORPORATION I.R.S. IDENTIFICATION NOS. 13-1500700 OF ABOVE PERSONS: - -------------- -------------------------------------------------------------------------------------------- -------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - -------------- ----------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- ------------------------------ ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: OO - -------------- -------------------------------------------------------------------------------------------- -------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [X] - -------------- ------------------------------------------------- --------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK - ----------------------- ------- --------------------------------------------- -------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 4,423,139 (SEE ITEM 3) SHARES ------- --------------------------------------------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- --------------------------------------------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 4,423,139 (SEE ITEM 3) REPORTING ------- --------------------------------------------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - -------------- -------------------------------------------------------------- -------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,423,139 (SEE ITEM 3) - -------------- -------------------------------------------------------------------------------------------- -------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [X] - -------------- -------------------------------------------------------------------------------------------- -------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 25.8% (SEE ITEM 3) - -------------- ------------------------------------------------- --------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------- ------------------------------------------------- --------------------------------------------------------------- - ------------------------ ---------------------------------------- -------------------------------------------------- CUSIP No. 570907105 13D Page 3 of 8 - ------------------------ ---------------------------------------- -------------------------------------------------- - --------------- ------------------------------------------------- --------------------------------------------------------------- 1 NAME OF REPORTING PERSON: GENERAL ELECTRIC CAPITAL SERVICES, INC. S.S. OR I.R.S. IDENTIFICATION NO. 06-1109503 OF ABOVE PERSON: - --------------- -------------------------------------------------------------------------------------------- -------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - --------------- ----------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------- ------------------------------ ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: NOT APPLICABLE - --------------- -------------------------------------------------------------------------------------------- -------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [X] - --------------- ------------------------------------------------- --------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - ------------------------ ------- --------------------------------------------- -------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: DISCLAIMED (SEE 11 BELOW) SHARES ------- --------------------------------------------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- --------------------------------------------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: DISCLAIMED (SEE 11 BELOW) REPORTING ------- --------------------------------------------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - --------------- -------------------------------------------------------------- -------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: BENEFICIAL OWNERSHIP OF ALL SHARES DISCLAIMED BY GENERAL ELECTRIC CAPITAL SERVICES, INC. - --------------- -------------------------------------------------------------------------------------------- -------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - --------------- -------------------------------------------------------------------------------------------- -------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): NOT APPLICABLE (SEE 11 ABOVE) - --------------- ------------------------------------------------- --------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - --------------- ------------------------------------------------- --------------------------------------------------------------- - -------------------------- ---------------------------------------- -------------------------------------------------- CUSIP No. 570907105 13D Page 4 of 8 - -------------------------- ---------------------------------------- -------------------------------------------------- - -------------- ------------------------------------------------- --------------------------------------------------------------- 1 NAME OF REPORTING PERSON: GENERAL ELECTRIC COMPANY S.S. OR I.R.S. IDENTIFICATION NO. 14-0689340 OF ABOVE PERSON: - -------------- -------------------------------------------------------------------------------------------- -------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - -------------- ----------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- ------------------------------ ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: NOT APPLICABLE - -------------- -------------------------------------------------------------------------------------------- -------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [X] - -------------- ------------------------------------------------- --------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK - ----------------------- ------- --------------------------------------------- -------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: DISCLAIMED (SEE 11 BELOW) SHARES ------- --------------------------------------------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- --------------------------------------------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: DISCLAIMED (SEE 11 BELOW) REPORTING ------- --------------------------------------------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - -------------- -------------------------------------------------------------- -------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: BENEFICIAL OWNERSHIP OF ALL SHARES DISCLAIMED BY GENERAL ELECTRIC COMPANY - -------------- -------------------------------------------------------------------------------------------- -------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - -------------- -------------------------------------------------------------------------------------------- -------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): NOT APPLICABLE (SEE 11 ABOVE) - -------------- ------------------------------------------------- --------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------- ------------------------------------------------- ---------------------------------------------------------------
This Amendment No. 1 ("Amendment No. 1") amends the statement on Schedule 13D (the "Schedule 13D") filed on January 1, 1998, by and on behalf of General Electric Capital Corporation ("GE Capital"), General Electric Capital Services, Inc. ("GECS") and General Electric Company ("GE"). Unless otherwise indicated, capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed to such terms in the Schedule 13D. ITEMS 2(A), (B) AND (C). The name, business address, present principal occupation or employment, and citizenship of each director and executive officer of GE Capital, GECS and GE are set forth on Schedules I, II and III attached hereto, respectively. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Since the filing of the Schedule 13D in connection with GE Capital's acquisition of 50,000 shares of Convertible Preferred Stock, which were convertible into 4,415,612 shares of Common Stock, GE Capital has acquired beneficial ownership of an additional 7,527 shares of Common Stock. 4,727 of such additional shares of Common Stock are beneficially owned by GE Capital as the result of an adjustment to the Conversion Ratio (as defined in the Certificate of Designation for the Convertible Preferred Stock) resulting from the issuance of Common Stock by the Company at a price per share less than the Conversion Price (as defined in the Certificate of Designation for the Convertible Preferred Stock) on the date of such issuance. An additional 2,800 shares of Common Stock are beneficially owned by GE Capital as the result of antidilution protection provisions triggered upon the exercise of Scheduled Options and Scheduled Warrants (each as defined in the Certificate of Designation for the Convertible Preferred Stock). The foregoing results in the beneficial ownership by GE Capital of an aggregate of 4,423,139 shares of Common Stock which, on an as-converted basis, represents approximately 25.8% of the issued and outstanding shares of Common Stock. Dividends accrue on the shares of Convertible Preferred Stock held by GE Capital on the first business day of each calendar quarter. Upon conversion of shares of Convertible Preferred Stock, accrued dividends are also converted into shares of Common Stock. Prior to the conversion of the 5 Convertible Preferred Stock, it will not be possible to determine the exact number of shares of Common Stock into which accrued dividends shall be converted, because such number is determined by a formula which is based on the market price of the Common Stock at the time of conversion. Consequently, the beneficial ownership of the shares of Common Stock representing accrued di vidends is disclaimed by each of GE Capital, GECS and GE. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) As of the date of this statement, the aggregate number and percentage of shares of Common Stock beneficially owned by GE Capital are 4,423,139 and approximately 25.8%, respectively. Except as disclosed in this Item 5(a) and in Item 3 above, none of GE Capital, GECS, GE, nor, to the best of their knowledge, any of their executive officers and directors, beneficially owns any securities of the Company or presently has a right to acquire any securities of the Company. (b) GE Capital has the sole power to vote or direct the vote of all 4,423,139 shares of Common Stock that it beneficially owns and the sole power to dispose or to direct the disposition of such shares. Except as disclosed in this Item 5(b), none of GECS, GE, nor, to the best of their knowledge, any of their executive officers or directors presently has the power to vote or to direct the vote or to dispose of or direct the disposition of any of the securities which they may be deemed to beneficially own. (c) Except as set forth above, neither GE Capital, GECS, GE, nor, to the best of their knowledge, any of their executive officers or directors, has effected any transaction in any securities of the Company during the past 60 days. (d) No person except for GE Capital is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, securities covered by this statement. (e) Not applicable. 6 Neither the filing of this Amendment No. 1 nor anything contained herein is intended as, or should be construed as, an admission that GECS or GE is the "beneficial owner" of any shares of Common Stock, Convertible Preferred Stock or Warrants. 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 26, 1999 GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ John Malfettone --------------------------------------- Name: John Malfettone Title: Vice President GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Paul Licursi --------------------------------------- Name: Paul Licursi Title: Attorney-in-Fact GENERAL ELECTRIC COMPANY By: /s/ Paul Licursi --------------------------------------- Name: Paul Licursi Title: Attorney-in-Fact 8 SCHEDULE I TO AMENDMENT NO. 1 Filed by General Electric Capital Corporation GENERAL ELECTRIC CAPITAL CORPORATION DIRECTORS AND EXECUTIVE OFFICERS --------------------------------
PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Directors - --------- Nigel D.T. Andrews General Electric Capital Corporation Executive Vice President, General 260 Long Ridge Road Electric Capital Corporation Stamford, CT 06927 Nancy E. Barton General Electric Capital Corporation Senior Vice President, General Counsel 260 Long Ridge Road and Secretary, General Electric Capital Stamford, CT 06927 Corporation James R. Bunt General Electric Company Vice President and Treasurer, General 3135 Easton Turnpike Electric Company Fairfield, CT 06431 David M. Cote General Electric Appliances President and Chief Executive Officer, Appliance Park General Electric Appliances Louisville, KY 40225 Dennis D. Dammerman General Electric Company Vice Chairman and Executive Officer, 3135 Easton Turnpike General Electric Company; Chairman and Fairfield, CT 06431 Chief Executive Officer, General Electric Capital Services, Inc. Benjamin W. Heineman, Jr. General Electric Company Senior Vice President, General Counsel 3135 Easton Turnpike and Secretary, General Electric Company Fairfield, CT 06431 Jeffrey R. Immelt General Electric Medical Systems President and Chief Executive Officer, 3000 N. Grandview Boulevard General Electric Medical Systems Waukesha, WI 53188 W. James McNerney, Jr. GE Aircraft Engines President and Chief Executive Officer, One Neumann Way GE Aircraft Engines Cincinnati, OH 45215-6301 John H. Myers GE Investment Corporation Chairman and President, GE Investment 3003 Summer Street Corporation Stamford, CT 06905 Robert L. Nardelli General Electric Company President and Chief Executive Officer, One River Road GE Power Systems Schenectady, NY 12345 PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Denis J. Nayden General Electric Capital Corporation President and Chief Executive Officer, 260 Long Ridge Road General Electric Capital Corporation Stamford, CT 06927 Michael A. Neal General Electric Capital Corporation Executive Vice President, General 260 Long Ridge Road Electric Capital Corporation Stamford, CT 06927 James A. Parke General Electric Capital Corporation Senior Vice President, Finance, General 260 Long Ridge Road Electric Capital Corporation Stamford, CT 06927 John M. Samuels General Electric Company Vice President and Senior Counsel, 3135 Easton Turnpike Corporate Taxes, General Electric Fairfield, CT 06431 Company Keith S. Sherin General Electric Company Senior Vice President - 3135 Easton Turnpike Finance and Chief Financial Officer, Fairfield, CT 06431 General Electric Company Edward D. Stewart General Electric Capital Corporation Executive Vice President, General 1600 Summer Street Electric Capital Corporation Stamford, CT 06905 John F. Welch, Jr. General Electric Company Chairman and Chief Executive Officer, 3135 Easton Turnpike General Electric Company Fairfield, CT 06431 Executive Officers - ------------------ Denis J. Nayden General Electric Capital Corporation President and Chief Executive Officer 260 Long Ridge Road Stamford, CT 06927 Nigel D.T. Andrews General Electric Capital Corporation Executive Vice President 260 Long Ridge Road Stamford, CT 06927 Michael A. Neal General Electric Capital Corporation Executive Vice President 260 Long Ridge Road Stamford, CT 06927 Edward D. Stewart General Electric Capital Corporation Executive Vice President 1600 Summer Street Stamford, CT 06905 2 PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Nancy E. Barton General Electric Capital Corporation Senior Vice President, General Counsel 260 Long Ridge Road and Secretary Stamford, CT 06927 James A. Colica General Electric Capital Corporation Senior Vice President, Global Risk 260 Long Ridge Road Management Stamford, CT 06927 Michael D. Fraizer General Electric Capital Corporation Senior Vice President, 6604 West Broad Street Insurance/Investment Products Taylor Building Richmond, VA 23230 Robert L. Lewis General Electric Capital Corporation Senior Vice President, Structured 120 Long Ridge Road Finance Group Stamford, CT 06927 James A. Parke General Electric Capital Corporation Senior Vice President, Finance 260 Long Ridge Road Stamford, CT 06927 Lawrence J. Toole General Electric Capital Corporation Senior Vice President, Human Resources 260 Long Ridge Road Stamford, CT 06927 Jeffrey S. Werner General Electric Capital Corporation Senior Vice President, Corporate 201 High Ridge Road Treasury and Global Funding Operation Stamford, CT 06927
Each person listed above is a citizen of the United States of America except Nigel D.T. Andrews, who is a citizen of the United Kingdom. 3 SCHEDULE II TO AMENDMENT NO. 1 Filed by General Electric Capital Services, Inc. GENERAL ELECTRIC CAPITAL SERVICES, INC. DIRECTORS AND EXECUTIVE OFFICERS --------------------------------
PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Directors - --------- Kaj Ahlmann Employers Reinsurance Corp. Executive Vice President, General 5200 Metcalf Electric Capital Services, Inc., Overland Park, KS 66201 President and Chief Operating Officer, Employers Reinsurance Corp. Nigel D.T. Andrews General Electric Capital Corporation Executive Vice President, General 260 Long Ridge Road Electric Capital Corporation Stamford, CT 06927 James R. Bunt General Electric Company Vice President and Treasurer, General 3135 Easton Turnpike Electric Company Fairfield, CT 06431 David M. Cote GE Appliances President and Chief Executive Officer, Appliance Park GE Appliances Louisville, KY 40225 Dennis D. Dammerman General Electric Company Vice Chairman and Executive Officer, 3135 Easton Turnpike General Electric Company; Chairman and Fairfield, CT 06431 Chief Executive Officer, General Electric Capital Services, Inc. Benjamin W. Heineman, Jr. General Electric Company Senior Vice President, General Counsel 3135 Easton Turnpike and Secretary, General Electric Company Fairfield, CT 06431 Jeffrey R. Immelt GE Medical Systems President and Chief Executive Officer, 3000 N. Grandview Blvd. GE Medical Systems Waukesha, WI 53188 John H. Myers GE Investment Corporation Chairman and President, GE Investment 3003 Summer Street Corporation Stamford, CT 06905 Robert L. Nardelli General Electric Company President and Chief Executive Officer, One River Road GE Power Systems Schenectady, NY 12345 Denis J. Nayden General Electric Capital Corporation President and Chief Executive Officer, 260 Long Ridge Road General Electric Capital Corporation Stamford, CT 06927 PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Michael A. Neal General Electric Capital Corporation Executive Vice President, General 260 Long Ridge Road Electric Capital Corporation Stamford, CT 06927 John M. Samuels General Electric Company Vice President and Senior Counsel, 3135 Easton Turnpike Corporate Taxes, General Electric Fairfield, CT 06431 Company Keith S. Sherin General Electric Company Senior Vice President - 3135 Easton Turnpike Finance and Chief Financial Officer, Fairfield, CT 06431 General Electric Company Edward D. Stewart General Electric Capital Corporation Executive Vice President, General 1600 Summer Street Electric Capital Corporation Stamford, CT 06905 John F. Welch, Jr. General Electric Company Chairman and Chief Executive Officer, 3135 Easton Turnpike General Electric Company Fairfield, CT 06431 Executive Officers - ------------------ Dennis D. Dammerman General Electric Capital Services, Inc. Vice Chairman and Executive Officer, 3135 Easton Turnpike General Electric Company; Chairman and Fairfield, CT 06431 Chief Executive Officer, General Electric Capital Services, Inc. Kaj Ahlmann Employers Executive Vice President, General Reinsurance Corp. Electric Capital Services, Inc., 5200 Metcalf President and Chief Operating Officer, Overland Park, KS 66201 Employers Reinsurance Corp. Nigel D.T. Andrews General Electric Capital Corporation Executive Vice President 260 Long Ridge Road See Schedule B. Stamford, CT 06927 Denis J. Nayden General Electric Capital Corporation President and Chief Executive Officer 260 Long Ridge Road See Schedule I. Stamford, CT 06927 Michael A. Neal General Electric Capital Corporation Executive Vice President 260 Long Ridge Road See Schedule I. Stamford, CT 06927 Edward D. Stewart General Electric Capital Corporation Executive Vice President 1600 Summer Street See Schedule I. Stamford, CT 06905 2 PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Nancy E. Barton General Electric Capital Corporation Senior Vice President, General Counsel 260 Long Ridge Road and Secretary Stamford, CT 06927 See Schedule I. James A. Parke General Electric Capital Corporation Senior Vice President, Finance 260 Long Ridge Road See Schedule I. Stamford, CT 06927 Lawrence J. Toole General Electric Capital Corporation Senior Vice President, Human Resources 260 Long Ridge Road See Schedule I. Stamford, CT 06927 Jeffrey S. Werner General Electric Capital Corporation Senior Vice President, Corporate 201 High Ridge Road Treasury and Global Funding Operation Stamford, CT 06927 See Schedule I.
Each person listed above is a citizen of the United States of America except: Kaj Ahlmann, who is a citizen of Denmark; and Nigel D.T. Andrews, who is a citizen of the United Kingdom. 3 SCHEDULE III TO AMENDMENT NO. 1 Filed by General Electric Company GENERAL ELECTRIC COMPANY DIRECTORS AND EXECUTIVE OFFICERS --------------------------------
PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- Directors - --------- J.I. Cash, Jr. Harvard Business School Professor of Business Baker Library 187 Administration-Graduate School of Soldiers Field Business Administration, Harvard Boston, MA 02163 University S.S. Cathcart 222 Wisconsin Avenue Retired Chairman, Illinois Suite 103 Tool Works Lake Forest, IL 60045 D.D. Dammerman General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company; Chairman and Chief Executive Officer, General Electric Capital Services, Inc. P. Fresco Fiat SpA Chairman of the Board, Fiat SpA via Nizza 250 10126 Torino, Italy C.X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board and Chief S.A. de C.V. Executive Officer, Kimberly-Clark de Jose Luis Lagrange 103, Tercero Piso Mexico, S.A. de C.V. Colonia Los Morales Mexico, D.F. 11510, Mexico Andrea Jung Avon Products, Inc. President and Chief Operating Officer, 1345 Avenue of the Americas Avon Products, Inc. New York, NY 10105 G.G. Michelson Federated Department Stores Former Member of the Board of 151 West 34th Street Directors, Federated Department Stores New York, NY 10001 E.F. Murphy General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company S. Nunn King & Spalding Partner, King & Spalding 191 Peachtree Street, N.E. Atlanta, GA 30303 J.D. Opie General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company R.S. Penske Penske Corporation Chairman of the Board and President, 13400 Outer Drive, West Penske Corporation Detroit, MI 48239-4001 PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- F.H.T. Rhodes Cornell University President Emeritus, Cornell University 3104 Snee Building Ithaca, NY 14853 A.C. Sigler Champion International Corporation Retired Chairman of the Board and CEO 1 Champion Plaza and former Director, Champion Stamford, CT 06921 International Corporation D.A. Warner III J.P. Morgan & Co., Inc. and Morgan Chairman of the Board, President, and Guaranty Trust Co. Chief Executive Officer, J.P. Morgan & 60 Wall Street Co. Incorporated and Morgan Guaranty New York, NY 10260 Trust Company J.F. Welch, Jr. General Electric Company Chairman of the Board and Chief 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company Executive Officers - ------------------ J.F. Welch, Jr. General Electric Company Chairman of the Board and Chief 3135 Easton Turnpike Executive Officer Fairfield, CT 06431 P.D. Ameen General Electric Company Vice President and Comptroller 3135 Easton Turnpike Fairfield, CT 06431 J.R. Bunt General Electric Company Vice President and Treasurer 3135 Easton Turnpike Fairfield, CT 06431 D.L. Calhoun General Electric Company Senior Vice President - Nela Park GE Lighting Cleveland, OH 44122 W.J. Conaty General Electric Company Senior Vice President - Human Resources 3135 Easton Turnpike Fairfield, CT 06431 D.M. Cote General Electric Company Senior Vice President - 3135 Easton Turnpike GE Appliances Fairfield, CT 06431 L.S. Edelheit General Electric Company Senior Vice President - Corporate P.O. Box 8 Research and Development Schenectady, NY 12301 B.W. Heineman, Jr. General Electric Company Senior Vice President - General Counsel 3135 Easton Turnpike and Secretary Fairfield, CT 06431 J.R. Immelt General Electric Company Senior Vice President - P.O. Box 414 GE Medical Systems Milwaukee, WI 53201 G.S. Malm General Electric Company Senior Vice President - 3135 Easton Turnpike Asia Fairfield, CT 06431 2 PRESENT PRESENT BUSINESS PRINCIPAL NAME ADDRESS OCCUPATION - ---- ------- ---------- W.J. McNerney, Jr. General Electric Company Senior Vice President - 1 Neumann Way GE Aircraft Engines Cincinnati, OH 05215 E.F. Murphy General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer Fairfield, CT 06431 R.L. Nardelli General Electric Company Senior Vice President - 1 River Road GE Power Systems Schenectady, NY 12345 R.W. Nelson General Electric Company Vice President - Corporate Financial 3135 Easton Turnpike Planning and Analysis Fairfield, CT 06431 J.D. Opie General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer Fairfield, CT 06431 G.M. Reiner General Electric Company Senior Vice President - Chief 3135 Easton Turnpike Information Officer Fairfield, CT 06431 J.G. Rice General Electric Company Vice President - 2901 East Lake Road GE Transportation Systems Erie, PA 16531 G.L. Rogers General Electric Company Senior Vice President - 1 Plastics Avenue GE Plastics Pittsfield, MA 01201 K.S. Sherin General Electric Company Senior Vice President - 3135 Easton Turnpike Finance and Chief Financial Officer Fairfield, CT 06431 L.G. Trotter General Electric Company Senior Vice President - 41 Woodward Avenue GE Industrial Systems Plainville, CT 06062
Each person listed above is a citizen of the United States of America except: C.X. Gonzalez, who is a citizen of Mexico; P. Fresco, who is a citizen of Italy; Andrea Jung, who is a citizen of Canada; and G.S. Malm, who is a citizen of Sweden. 3 -----END PRIVACY-ENHANCED MESSAGE-----